Private Placement Procedures
 
PROCEDURES

1. The client submits the following Documents
    A. KYC (Know Your Client)
    B. 110% enlarged passport copy
    C. Proof of Funds or Instrument

Proof of Funds: All banking documents must be manually signed by two bank officials current in charge of the client's account. Electronic signatures will not be accepted.

IMPORTANT: The trader will not accept any kind of procedure that prohibits any telephone calls from bank to bank, since this is necessary to verify and ensure that the trader is dealing with a real signatory on the account.

2. Due Diligence and Asset Verification. Once the package is submitted to the compliance officer, he will immediately proceed to the verification of the assets and the realization of the "Due Diligence" (under study for acceptance) of the client and the submitted assets. The client must not be conned with the mafia, drug traffic, weapons, or any other illegal activity. Also the asset must be good, clear, and clean with a non-criminal origin and must be freely available for the client.

3. Program Manager Contact. Once the due diligence is competed with a successfully result which can take between 4-6 days, the Program Manager will contact the client directly by phone. The aim of this call, in addition to the Programs Managers formal presentation, is to inform the kind of program the client will have access to and resolve all the doubts or questions that the client may have.

4. Contract. The contract is issued direct to the client. This is a strictly confidential document. The contract will state the returns, the term of the trade and the terms and conditions.

Note: In some cases the contract is issued prior to the call with the Program Manager.

5. Block the Asset. The client ;must contact this bank to send the required swift or block the Asset in favour of the trader for the term of the trade using the blocking procedures required to trigger the trade. Once this is completed the trade will start between 1-3 days later.
 
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